Application of the Precautionary Approach to the Management of Marine Mammals in northern Canada

Authors

  • Mike O. Hammill Maurice Lamontagne Institute, Department of Fisheries and Oceans Canada (retired)
  • Garry B. Stenson Northwest Atlantic Fisheries Centre, Department of Fisheries and Oceans Canada (retired)
  • Thomas Doniol-Valcroze Pacific Biological Station, Department of Fisheries and Oceans Canada
  • Shelley L. C. Lang Northwest Atlantic Fisheries Centre, Department of Fisheries and Oceans Canada

DOI:

https://doi.org/10.7557/3.7413

Keywords:

Marine mammals, Management, Data Rich, Data Poor, Land Claim, Conservation, Harvesting, Harvesting rights

Abstract

Canada is committed to managing its resources using a Precautionary Approach (PA). However, when applying this approach to Arctic marine mammals, the Government of Canada must also respect the land claims agreements it has signed with Canada’s Inuit. Under these agreements the co-management boards are responsible for wildlife management within the land claim area. In addition to protecting the rights of hunters to harvest, the land claims agreements also call for the development of management systems that respect the principles of conservation and ensure sustainability of the resource, potentially resulting in a management paradox. We present criteria by which the status of a population can be assessed, and an appropriate PA framework applied. If sufficient data are available to understand the population dynamics of a given stock (i.e., a Data Rich situation), management decisions can be based upon an appropriate population model with quantitatively estimated reference levels. In cases where the population dynamics are poorly understood (i.e., Data Poor), a more conservative approach, referred to as the Potential Biological Removal (PBR) should be used to provide advice on sustainable harvest levels. Generally, only the most recent estimate of abundance is used in the PBR calculation which may ignore other data. We propose that if sufficient data are available to fit a population model, while still not sufficient to be considered Data Rich, the modelled estimate of current abundance can be used for a more robust PBR estimate. We also review guidelines for the choice of the recovery factor which is part of the PBR calculation. The apparent management paradox can be addressed within the context of a Management Procedure or Management Strategy Evaluation where Indigenous Knowledge and Western Science can contribute to setting management objectives, decision rules and appropriate time-frames that can be evaluated within a simulation environment. 

References

Adams, M. S., Connors, B., Levi, T., Shaw, D., Walkins, J., Rogers, S., & Darimont, C. (2021). Local Values and Data Empower Culturally Guided Ecosystem-Based Fisheries Management of the Wuikinuxv Bear–Salmon–Human System. Marine and Coastal Fisheries: Dynamics, Management, and Ecosystem Science, 13, 362–378. https://doi.org/10.1002/mcf2.10171

Anderson, S. C., Forrest, R. E., Huynh, Q. C., & Keppel, E. A. (2021). A management procedure framework for groundfish in British Columbia (Document No. 2021/007). Department of Fisheries and Oceans Canada, Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/41026913.pdf

Armitage, D. R., Okamoto, D. K., Silver, J. J., Francis T. B., Levin, P. S., Punt, A. E., … & Woodruff, J. (2019). Integrating governance and quantitative evaluation of resource management strategies to improve social and ecological outcomes. Bioscience, 69, 523–532. https://doi.org/10.1093/biosci/biz059

Berkes, F., Colding, C., & Folke C. (2000). Rediscovery of traditional ecological knowledge as adaptive management. Ecological Applications, 10, 1251-1262. https://doi.org/10.1890/1051-0761(2000)010[1251:ROTEKA]2.0.CO;2

Biddlecombe, B. A., & Watt, C. A. (2022). Estimated population abundance and probability of population decline for Northern Hudson Bay narwhal (Monodon monoceros) (Research Document No. 2022/019). Canadian Science Advisory Secretariat Science Research. https://publications.gc.ca/collections/collection_2022/mpo-dfo/fs70-5/Fs70-5-2022-019-eng.pdf

Boyd, I. L., Thompson, D. & Lonergan, M. (2010). Potential biological removal as a method for setting the impact limits for UK marine mammal populations (Briefing paper no. 10/8). In SCOS Main Advice 2010 – Scientific advice on matters related to the Management of seal Populations: 2010. Special Committee on Seals – SCOS, University of St Andrews. https://www.smru.st-andrews.ac.uk/files/2016/08/SCOS-2010.pdf

Brandon, J. R., Punt, A. E., Moreno, P., & Reeves, R. R. (2017). Toward a tier system approach for calculating limits on human-caused mortality of marine mammals. ICES Journal of Marine Science, 74, 877–887. https://doi.org/10.1093/icesjms/fsw202

Breton-Honeyman, K., Huntington, H. P., Basterfield, M., Campbell, K., Dicker, J., Gray, T., … & Zdor, E. (2021). Beluga whale stewardship and collaborative research practices among Indigenous peoples in the Arctic. Polar Research, 40, 5522, http://dx.doi.org/10.33265/polar.v40.5522.

Butterworth, D. S. (2007). Why a management procedure approach? Some positives and negatives. ICES Journal of Marine Science, 64, 613–617. https://doi.org/10.1093/icesjms/fsm003

Butterworth, D. S., & Best, P. B. (1994). The origins of the choice of 54% of carrying capacity as the protection level for baleen whale stocks and the implications thereof for management procedures. Reports of the International Whaling Commission, 44, 491–497.

Committee on the Status of Endangered Wildlife in Canada [COSEWIC] (2024). https://www.cosewic.ca/index.php/en/

Convention on the Law of the Sea, 1833 U.N.T.S. 397 (1982). https://treaties.un.org/doc/Publication/UNTS/Volume%201833/volume-1833-A-31363-English.pdf

Curtis, K. A., Moore, J., Boyd, C., Dillingham, P. W., Lewison, R. L., Taylor, B. L. & James, K. C. (2015). Managing catch of marine megafauna: Guidelines for setting limit reference points. Marine Policy, 6, 249–263. https://doi.org/10.1016/j.marpol.2015.07.002

Dale, A., & Armitage, D. (2011). Marine mammal co-management in Canada’s Arctic: Knowledge co-production for learning and adaptive capacity. Marine Policy, 35, 440–449. https://doi.org/10.1016/j.marpol.2010.10.019

Damiano, M., Wager, B., Rocco, A., Shertzer, K.W., Murray, G.D., & Cao, J. (2021). Integrating information from semi-structured interviews into management strategy evaluation: A case study for southeast United states marine fisheries. Frontiers in Marine Science, 9, 1063260. https://doi.org/10.3389/fmars.2022.1063260

Department of Agriculture, Fisheries and Forestry (DAFF) (2018). Commonwealth fisheries harvest strategy policy. Policy and Guidelines. https://www.agriculture.gov.au/sites/default/files/sitecollectiondocuments/fisheries/domestic/hsp.pdf

Department of Fisheries and Oceans Canada (DFO) (2006). A Harvest Strategy Compliant with the Precautionary Approach (Report 2006/023). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/322464.pdf

Department of Fisheries and Oceans Canada (DFO) (2009). A Fishery Decision-Making Framework Incorporating the Precautionary Approach [Framework]. http://www.dfo-mpo.gc.ca/reports-rapports/regs/sff-cpd/precaution-eng.htm

Department of Fisheries and Oceans Canada (DFO) (2013). Proceedings of the National Workshop for Technical Expertise in Stock Assessment (TESA): Maximum Sustainable Yield (MSY) Reference Points and the Precautionary Approach when productivity varies (Report 2012/055). Canadian Science Advisory Secretariat. https://publications.gc.ca/collections/collection_2013/mpo-dfo/Fs70-4-2012-055-eng.pdf

Department of Fisheries and Oceans Canada (DFO) (2015). Estimate of abundance and total allowable removals for Hudson Bay-Davis Strait and South and East Hudson Bay Atlantic walrus (Odobenus rosmarus rosmarus) stocks (Report 2015/063). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/4057491x.pdf

Department of Fisheries and Oceans Canada (DFO) (2016a). Estimate of abundance and total allowable removals for Atlantic walrus (Odobenus rosmarus rosmarus) in Foxe Basin (Report 2016/007). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/365442.pdf

Department of Fisheries and Oceans Canada (DFO) (2016b). Status of beluga (Delphinapterus leucas) in Cumberland Sound, Nunavut (Report 2016/037). Canadian Science Advisory Secretariat. https://publications.gc.ca/collections/collection_2016/mpo-dfo/Fs70-6-2016-037-eng.pdf

Department of Fisheries and Oceans Canada (DFO) (2018). Harvest advice for eastern and western Hudson Bay beluga (Delphinapterus leucas) (Report 2018/008). Canadian Science Advisory Secretariat. https://publications.gc.ca/collections/collection_2018/mpo-dfo/fs70-6/Fs70-6-2018-008-eng.pdf

Department of Fisheries and Oceans Canada (DFO) (2019). Sustainable harvest advice for Cumberland Sound beluga based on the 2017 aerial survey and modelled abundance estimates (Report 2019/024). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/4081841x.pdf

Department of Fisheries and Oceans Canada (DFO) (2020). 2020 Harvest advice for eastern Hudson Bay beluga (Delphinapterus leucas) (Report 2020/031). Canadian Science Advisory Secretariat. https://publications.gc.ca/collections/collection_2020/mpo-dfo/fs70-6/Fs70-6-2020-031-eng.pdf

Department of Fisheries and Oceans Canada (DFO) (2021). Science advice for precautionary approach harvest strategies under the fish stocks provision (Report 2021/004). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/40965715.pdf

Department of Fisheries and Oceans Canada (DFO) (2023). Eastern Beaufort Sea Beluga (Delphinapterus leucas) Population Abundance Estimate in 2019 (Report 2023/047). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/41220699.pdf

Doniol-Valcroze, T., Gosselin, J.-F., Pike, D., Lawson, J., Asselin, N., Hedges, K., & Ferguson, S. H. (2015). Abundance estimates of narwhal stocks in the Canadian High Arctic in 2013 (Research Document 2015/060). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/362110.pdf

Ferguson, S. H., Higdon, J. W., Hall, P. A., Hansen, R., & Doniol-Valcroze, T. (2021). Developing a Precautionary Management Approach for the Eastern Canada-West Greenland population of Bowhead Whales (Balaena mysticetus). Frontiers in Marine Science, 8, 709989 https://doi.org/10.3389/fmars.2021.709989

Fisheries Act, R.S.C., c.F-14 [Canada] (1985). https://laws.justice.gc.ca/eng/acts/f-14/page-2.html#h-1175547

Frid, A., Wilson, K. L., Walkus, J., Forrest, R. E., & Reid, M. (2023). Re-imagining the precautionary approach to make collaborative fisheries management inclusive of Indigenous Knowledge Systems. Fish and Fisheries, 24, 940–958. https://doi.org/10.1111/faf.12778

Hammill, M. O., Rossi, S. P., Mosnier, A., den Heyer, C. E., Bowen, W. D., & Stenson, G. B. (2023a). Grey Seal Abundance in Canadian Waters and Harvest Advice (Research Document 2023/053). Canadian Science Advisory Secretariat. https://www.dfo-mpo.gc.ca/csas-sccs/Publications/ResDocs-DocRech/2023/2023_053-eng.html

Hammill, M. O., St-Pierre, A. P., Mosnier, A., Parent, G. J., & Gosselin, J.- F. (2023b). Total Abundance and Harvest Impacts on Eastern Hudson Bay and James Bay Beluga 2015–2022 (Research Document 2023/066). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/41219235.pdf

Hammill, M.O., & Stenson, G. B. (2003). Application of the Precautionary Approach and Conservation Reference Points to the management of Atlantic seals: A Discussion Paper (Research Document, 2003/067). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/277448.pdf

Hammill, M. O., & Stenson, G. B. (2007). Application of the Precautionary Approach and Conservation Reference Points to the management of Atlantic seals. ICES Journal of Marine Science, 64, 702–706. https://doi.org/10.1093/icesjms/fsm037

Hammill, M. O., Stenson, G. B., & Doniol-Valcroze, T. (2017). A management framework for Nunavik beluga (Research Document 2017/060). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/4064411x.pdf

Hammill, M. O., Stenson, G. B., Doniol-Valcroze, T., & Mosnier, A. (2015). Conservation of northwest Atlantic harp seals: Past success, future uncertainty? Biological Conservation, 192, 181–191. http://dx.doi.org/10.1016/j.biocon.2015.09.016

Hammill, M. O., Stenson, G. B., Mosnier, A., & Doniol-Valcroze, T. (2021). Trends in abundance of harp seals, Pagophilus groenlandicus, in the Northwest Atlantic, 1952-2019 (Research Document 2021/006). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/40958899.pdf

Hilborn, R., Maguire, J.-J., Parma, A. M., & Rosenberg, A. A. (2001). The precautionary approach and risk management: can they increase the probability of successes in fisheries management. Canadian. Journal of Fisheries and Aquatic Science, 58, 99–107.

International Council for the Exploration of the Sea (ICES) (2006) Report of the Joint ICES/NAFO Working Group on Harp and Hooded Seals (WGHARP) (Report ICES CM 2006/ACFM:32). ICES Expert Group reports. https://doi.org/10.17895/ices.pub.19267802.v1

International Whaling Commission (IWC) (1994). Forty-Fourth report of the International Whaling Commission (Annual Report 1994). https://archive.iwc.int/pages/view.php?ref=48&k=#Header

James Bay and Northern Quebec Agreement (JBNQA) (1975). https://www.cngov.ca/wp-content/uploads/2018/03/01-_james_bay_and_northern_quebec_agreement__consolidated_to_september_13__2013_-1.pdf

Kenny, T.-A., & Chan, H. M. (2017). Estimating wildlife harvest based on reported consumption by Inuit in the Canadian Arctic. Arctic, 70, 1–12. https://doi.org/10.14430/arctic4625

Lassen, H., Kelly, C., & Sissenwine, M. (2014). ICES advisory framework 1977–2012: from Fmax to precautionary approach and beyond. ICES Journal of Marine Science, 71, 166–172. https://doi.org/10.1093/icesjms/fst146

Lovecraft, A. L., & Meek, C. L. (2011). The human dimensions of marine mammal management in a time of rapid change: comparing policies in Canada, Finland and the United States. Marine Policy, 35, 427–429. https://doi.org/10.1016/j.marpol.2010.10.022

Mace, P. M. (2001). A new role for MSY in single-species and ecosystem approaches to fisheries stock assessment and management. Fish and Fisheries, 2, 2–32. https://doi.org/10.1046/j.1467-2979.2001.00033.x

Magnuson-Stevens Fishery Conservation Act, P. L. 109–479 [United States] (2007). https://www.govinfo.gov/content/pkg/PLAW-109publ479/pdf/PLAW-109publ479.pdf

Mangel, M., & Levin, P. S. (2005). Regime, phase and paradigm shifts: making community ecology the basic science for fisheries. Philosophical Transactions of the Royal Society Biological Sciences, 360, 95–105. https://doi.org/10.1098/rstb.2004.1571

Marcoux, M., & Hammill, M. O. (2016). Model estimates of Cumberland Sound beluga (Delphinapterus leucas) population size and total allowable removals (Research Document 2016/077). Canadian Science Advisory Secretariat Science. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/40573850.pdf

Marcoux, M., Montsion, L. M., Dunn, J. B., Ferguson, S., & Matthews, C. J. D. (2019). Estimate of the abundance of the Eclipse Sound narwhal (Monodon monoceros) summer stock from the 2016 photographic aerial survey (Research Document 2019/028). Canadian Science Advisory Secretariat. https://publications.gc.ca/collections/collection_2019/mpo-dfo/fs70-5/Fs70-5-2019-028-eng.pdf

Marentette, J. R., Kronlund, A. R., & Cogliati, K. M. (2021). Specification of Precautionary Approach Reference Points and Harvest Control Rules in Domestically Managed and Assessed Key Harvested Stocks in Canada (Research Document, 2021/057). Canadian Science Advisory Secretariat. https://publications.gc.ca/collections/collection_2021/mpo-dfo/fs70-5/Fs70-5-2021-057-eng.pdf

Marine Mammal Protection Act (MMPA) [United States] (2019) https://www.mmc.gov/about-the-commission/our-mission/marine-mammal-protection-act/

McGregor, D. (2021). Indigenous knowledge Systems in Environmental Governance in Canada. Kula, 5(1), 1–10. https://doi.org/10.18357/kula.148

McQuaw, K., Punt, A.E., & Hilborn, R. (2021). Evaluating alternative rebuilding plans for mixed stock fisheries. Fisheries Research, 240. https://doi.org/10.1016/j.fishres.2021.105984

McIlgorm, A. (2013). Literature study and review of international best practice, fisheries harvest strategy policy approaches. A report to the Department of Agriculture Fisheries and Forestry (DAFF). ANCORS, University of Wollongong. https://www.agriculture.gov.au/sites/default/files/sitecollectiondocuments/fisheries/domestic/harvest-strategy-policy/ancors.pdf

Ministry of Fisheries [New Zealand] (2008). Harvest Strategy Standard for New Zealand Fisheries. Ministry of Fisheries New Zealand. https://www.mpi.govt.nz/dmsdocument/728-Harvest-Strategy-Standard-for-New-Zealand-Fisheries

Moore, J. E., Curtis, K. A., Lewison, R. L., Dillingham, D. P., Cope, J. M., Fordham, S. V., ... & Zhou, S. (2013). Evaluating sustainability of fisheries bycatch mortality for marine megafauna: a review of conservation reference points for data-limited populations. Environmental Conservation, 40, 329–344 https://doi.org/10.1017/S037689291300012X

National Marine Fisheries Service (NMFS) (2016). Guidelines for the preparing stock assessment reports pursuant to the 1994 amendments to the Marine Mammal Protection Act (Instruction 02-204-01). https://media.fisheries.noaa.gov/dam-migration/guidelines_for_preparing_stock_assessment_reports_2016_revision_gamms_iii_opr2.pdf

National Marine Fisheries Service (NMFS) (2023). Guidelines for the preparing stock assessment reports pursuant to the 1994 amendments to the Marine Mammal Protection Act (Instruction 02-204-01). https://www.fisheries.noaa.gov/s3/2023-05/02-204-01-Final-GAMMS-IV-Revisions-clean-1-kdr.pdf

Nonkes, C., Duncan, A. T., Lauzon, R., Ryan, K., Reid, A. J., Cooke, S. J., & Young. N. (2021). Two-eyed seeing: Developing perspective and wisdom on sea lamprey in the Laurentian Great Lakes. Journal of Great Lakes Research, 49, S148–S159. https://doi.org/10.1016/j.jglr.2023.03.001

Nunavut Land Claim Agreement Act (NLCA), S.C., c. 29 (1993). https://laws-lois.justice.gc.ca/eng/acts/n-28.7/

Nunavik Inuit Land Claim Agreement (NILCA) (2006). https://www.rcaanc-cirnac.gc.ca/eng/1320425236476/1551119558759

Office of the Federal Register, National Archives and Records Administration [United States] (2016). 81 FR 54390 - Fish and Fish Product Import Provisions of the Marine Mammal Protection Act. Office of the Federal Register, National Archives and Records Administration. https://www.govinfo.gov/app/details/FR-2016-08-15/2016-19158Fmange

Pella, J. J., & Thomlinson, P. K. (1969). A generalized stock production model. Bulletin of the Inter-American Tropical Tuna Commission, 13, 420–496.

Punt, A. E., Butterworth, D. S., de Moor, C. L. De Oliveira, J. A. A., & Haddon, M. (2016). Management strategy evaluation: best practices. Fish and Fisheries, 17, 303–334. https://doi.org/10.1111/faf.12104

Punt, A. E., Smith, A. D. M., Smith, D. C., Tuck, G. N., & Klaer, N. L. (2014). Selecting relative abundance proxies for BMSY and BMEY. ICES Journal of Marine Science, 71(3), 469–483. https://doi.org/10.1093/icesj ms/fst162

Reid, A. J, Eckert, L. E., Lane, J-F, Young, N., Hinch, S. G., Darimont, C. T., … & Marshal A. (2021). “Two-eyed Seeing”: An Indigenous framework to transform fisheries research and management. Fish and Fisheries, 22, 243–261. https://doi.org/10.1111/faf.12516

Richard, Y., & Abraham, E. R. (2013). Application of Potential Biological Removal methods to seabird populations (Report no. 108). New Zealand Aquatic Environment and Biodiversity, Ministry of Primary Industries [New Zealand]. https://www.ccsbt.org/en/system/files/resource/en/51f607b8d433c/ERSWG10_info07_NZ_App_potencial_biological_risk.pdf

Silver, J. J., Okamoto, D. K., Armitage, D., Alexander, S. M., Atleo, C., Burt, J. M., … & Stoll, J. S. (2022). Fish, People, and Systems of Power: Understanding and Disrupting Feedback between Colonialism and Fisheries Science. American Naturalist, 200, 168–180. https://doi.org/10.1086/720152

Stenson, G. B., Hammill, M., Ferguson, S., Stewart, R. & Doniol-Valcroze, T. (2012). Applying the Precautionary Approach to Marine Mammal Harvests in Canada (Research Document 2012/107). Canadian Science Advisory Secretariat. https://waves-vagues.dfo-mpo.gc.ca/library-bibliotheque/347895.pdf

Suluk, T. K., & Blakeny, S. L. (2008). Land claims and resistance to the management of harvester activities in Nunavut. Arctic, 61 (5), 62–70. https://doi.org/10.14430/arctic102

Tinker, M. T., Stenson, G. B., Mosnier, A. & Hammill, M. O. (2023). Estimating abundance of Northwest Atlantic harp seal using a Bayesian modelling approach (Research Document 2023/068). Canadian Science Advisory Secretariat Science. https://publications.gc.ca/collections/collection_2023/mpo-dfo/fs70-5/Fs70-5-2023-068-eng.pdf

Wade, P. (1998). Calculating limits to the allowable human-caused mortality of cetaceans and pinnipeds. Marine Mammal Science, 14, 1–37. https://doi.org/10.1111/j.1748-7692.1998.tb00688.x

Walter III, J. F., Peterson, C. D., Marshall, K., Deroba, J.J., Gaichas, S. Williams, B.C., … & Ahrens, R. (2023). When to conduct, and when not to conduct, management strategy evaluations. 2012Journal of Marine Science. 80, 719–727 https://doi.org/10.1093/icesjms/fsad031

Watt, C. A., Marcoux, M., Hammill, M. O., Montsion, L., Hornby, C., Charry, B., … & Matthews, C. J. D. (2021). Abundance and total allowable landed catch estimates from the 2017 aerial survey of the Cumberland Sound beluga (Delphinapterus leucas) population (Research Document 2021/050). Canadian Science Advisory Secretariat. https://publications.gc.ca/collections/collection_2021/mpo-dfo/fs70-5/Fs70-5-2021-050-eng.pdf

Weber, D. S., Mandler, T., Dyck, M., Van Coeverden De Groot, P. J., Lee, D. S., and Clark, D. A. (2015). Unexpected and undesired conservation outcomes of wildlife trade bans-An emerging problem for stakeholders. Global Ecology and Conservation 3, 389–400. https://doi.org/10.1016/j.gecco.2015.01.006

Downloads

Additional Files

Published

2024-07-24

How to Cite

Hammill, M. O., Stenson, G. B., Doniol-Valcroze, T., & Lang, S. L. C. (2024). Application of the Precautionary Approach to the Management of Marine Mammals in northern Canada. NAMMCO Scientific Publications, 13. https://doi.org/10.7557/3.7413

Most read articles by the same author(s)